This session is designed to assist banks in FDICIA/SOX compliance as they approach the $1 billion asset threshold and/for FDICIA complianceor SEC reporting milestones. CEOs, CFOs and Controllers, CROs, Audit Committees and Boards can all benefit from this program, which will include:
• Unpacking the acronyms – COSO, FDICIA, SOX, ICFR, PCAOB, AICPA
• The regulatory requirements
• The audit expectations
• The guidance – COSO’s 17 Principles and 87 Focus Points
• Planning (ahead) / Timing (allowing a “practice” year)
• Key Control Considerations
Please register for COSO / FDICIA / SOX:Part 1 -
Education & Planning on Feb 2, 2021 1:00 PM EST at:
• Review and sign-off steps
Please register for COSO / FDICIA / SOX : Part 2
Implementation on Feb 9, 2021 1:00 PM EST at:
This session is designed to assist banks with the on-going management and update a of their FDICIA/SOX compliant control structure. CFOs and Controllers, CROs, and COSO project teams can all benefit from this program, which will include:
• Update methodologies
• Smartsheet-enabled management
• Review/Update work-flows
• Quarterly / Annual Certification work-flows
• Right-scoping – gap analysis
• Right-scoping – elimination of duplicate controls (and the resulting unnecessary testing costs)
• PCAOB areas of focuses
• CECL controls (yes, they’re coming)
• Tales from the trenches
Please register for COSO / FDICIA / SOX - Part 3
On-Going Management on Feb 23, 2021 1:00 PM EST at:
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