COSO / FDICIA / SOX
A Three-Part Webinar Series
Presented by The Navis Group

This session is designed to assist banks in FDICIA/SOX compliance as they approach the $1 billion asset threshold and/for FDICIA complianceor SEC reporting milestones. CEOs, CFOs and Controllers, CROs, Audit Committees and Boards can all benefit from this program, which will include:
• Unpacking the acronyms – COSO, FDICIA, SOX, ICFR, PCAOB, AICPA
• The regulatory requirements
• The audit expectations
• The guidance – COSO’s 17 Principles and 87 Focus Points
• Planning (ahead) / Timing (allowing a “practice” year)
• Key Control Considerations

Education & Planning


Tuesday February 2, 2021

Time 1:00 ET; 10:00 PT

Duration 50 minutes

No Charge

Presenters:
David B Sidon, CPA, President, Navis Partners LLC
d/b/a The Navis Group
Kevin W. Nunes, Senior COSO Consultant, The Navis Group

Please register for COSO / FDICIA / SOX:Part 1 -
Education & Planning on Feb 2, 2021 1:00 PM EST at:

Implementation

This session is designed to assist banks in implementing a FDICIA/SOX compliant control structure, including controls articulation and an overview of testing protocols. CEOs, CFOs and Controllers, CROs, and COSO project teams can all benefit from this program, which will include:
• Quick overview – Requirements & Guidance
• Implementation methodology
• Alignment with COSO guidance and financial reporting
• Proper scoping – applicability and significance factors
• Elements of compliance and controls articulation:

• Control descriptions
• Auditable Evidence
• Frequency of control (governing testing sample sizes)
• Key control considerations

• Review and sign-off steps

Implementation


Tuesday February 9, 2021

Time 1:00 ET; 10:00 PT

Duration 50 minutes

No Charge

Presenters:
David B Sidon, CPA, President, Navis Partners LLC
d/b/a The Navis Group
Kevin W. Nunes, Senior COSO Consultant, The Navis Group

Please register for COSO / FDICIA / SOX : Part 2
Implementation on Feb 9, 2021 1:00 PM EST at:

On-Going Management

This session is designed to assist banks with the on-going management and update a of their FDICIA/SOX compliant control structure. CFOs and Controllers, CROs, and COSO project teams can all benefit from this program, which will include:
• Update methodologies
• Smartsheet-enabled management

• Review/Update work-flows
• Quarterly / Annual Certification work-flows  

• Right-scoping – gap analysis
• Right-scoping – elimination of duplicate controls (and the resulting unnecessary testing costs)
• PCAOB areas of focuses
• CECL controls (yes, they’re coming)
• Tales from the trenches

On-Going Management


Tuesday February 23, 2021

Time 1:00 ET; 10:00 PT

Duration 50 minutes

No Charge

Presenters:
David B Sidon, CPA, President, Navis Partners LLC
d/b/a The Navis Group
Kevin W. Nunes, Senior COSO Consultant, The Navis Group

Please register for COSO / FDICIA / SOX - Part 3
On-Going Management on Feb 23, 2021 1:00 PM EST at:

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